Job Description
In House Counsel Jobs New York | JDHuntr 42566 Regulatory Investigator, Lenexa, KS
To apply go to JDHuntr.com
Conduct focused investigations of trading activities on the Exchanges to detect possible violations of Exchange Rules, By-Laws, and interpretations and policies, and the SEC rules and regulations thereunder, or other improper activities. Independently manage investigations from inception to conclusion and completing investigation steps in a timely manner that meet expected guidelines. Build and maintain a thorough understanding of the Exchanges trading and regulatory environments, as well as the broader securities industry, in areas such as markets, products, relevant rules and regulations, technologies and systems, processes and operational methodologies, and investigative techniques, while contributing in the creation of new investigative processes that address potential regulatory concerns
in house jobs, go in house with jdhuntr in house jobs, in house jobs California, in-house jobs CA, in house counsel jobs DC, in house counsel jobs Florida, in house counsel jobs NY, in-house legal jobs, legal jobs Los Angeles, legal jobs New York, legal jobs, law jobs, corporate counsel jobs, corporate lawyer jobs, general counsel jobs, lawyer jobs California, in-house jobs TX, in-house jobs NJ, in-house jobs IL, in-house jobs San Francisco, in-house jobs GA
Employment Type: Full-Time
Job Tags
Full time,
Similar Jobs
Carelons
We seek a dependable and well-organized virtual assistant to offer our clients first-rate administrative support. The perfect applicant will be proactive, meticulous, and able to handle several responsibilities with little direction. The candidate can work from anywhere...
NBCUniversal
...represented by the NewsGuild-CWA. Responsibilities/The bulk of the job: Work closely with Associate Producers and Producers by assisting them in editing video and graphics Help research and fact check stories with speed and accuracy Pitch smart and engaging...
Tubby Todd Bath Co.
...Todds industry-leading growth. POSITION OVERVIEW The Event Coordinator will support Tubby Todds growing event strategy by... ...collaborating closely with the Community Manager & Senior Director of Community. The Event Coordinator will ensure that every event...
Gomez Law, APC
...Job Title: Receptionist II Location: Norwalk, CA Job Type: Full-Time Classification: Non-Exempt Company: Gomez Law, APC Reports To: Office Manager Compensation: $21/hour Position Summary Gomez Law, APC is seeking a highly organized and professional...
White Force Outsourcing Pvt Ltd
...Experience: 9 to 12 Year. Education : Any Graduate Specilization : MBA... Skills : Industry Type : Education / Teaching / Training...